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About LAWPRO® General News A Special Report: The Litigation Tidal Wave (4 of 6) Rule 57.07 No matter how you slice it, Rule 57.07 is very much a double-edged sword that comes at a significant cost, financially, personally, and through increased risk to lawyers individually and collectively. Although it's been on the books for 15 years, the Rule has only become an issue for litigators in the last two or three years. Dutton, Brock's Brian Brock, a veteran of litigation practice, suggests two possible explanations for this increase in Rule 57.07 claims:
All conduct at risk
A few court rulings which, in Brock's view, wrongly interpreted the Rule's wording away from the traditional context of requiring a finding of a serious and important breach of conduct to a standard of ordinary negligence have the potential to exacerbate the problem. "The expectation was - and should be - that behaviour must be egregious or outrageous, more akin to what would normally result in a ruling of contempt of court for the Rule to apply," explains Brock. Rulings in which Rule 57.07 was interpreted to apply in a broad range of circumstances could be offset by more recent decisions in which the courts took a more narrow view of the Rule, suggests Spies - but both agree the jury is out on which view will prevail. And until such time, both Brock and Spies suggest lawyers be wary - not only because of their real exposure under the Rule, but also because the tables could be turned on the lawyer bringing the motion.
Tables turned, moving lawyer can be assessed costs
Lawyers considering the Rule should also take note that although the claims are numerous, few claims for costs sanctions actually succeed. Many such claims, suggests Brock, are in fact frivolous, revengeful and otherwise unsupportable - again opening the moving lawyer to the possibility of having solicitor/client costs awarded against them. And even where they are substantiated, claims for costs sanctions generally have not stood up to the test of being serious and unequivocal.
Win or lose, Rule 57.07 claims come at a cost
But more compelling is the personal cost of this type of claim, suggests Brock: "It strikes at the core of your being, because it's your behaviour, your decisions, the way you acted, what you said that all are on trial. This type of claim exacts a huge personal price that, based on my experience, leaves lawyers quite shaken." Why then do lawyers nowadays resort to the Rule? One theory offered by Brock has to do with the nature of practice and the attitude of lawyers who litigate. Today's litigators, he says, reflect today's society. Everywhere we turn, people are more aggressive, self- interested, uncivil and impatient and that, along with changing values and a changing structure of law practice, translates into a decline in civility in the profession. "The fact is, we often do say terrible things to each other, on the record. Instead of stepping back and focusing on moving the litigation forward, we get caught in the moment, in going face-to-face with opposing counsel," he admits. "What we should be doing is sit back, take a deep breath, and focus on the strategy - not the emotion of the moment." Spies agrees. "Increased pressures in practice, higher stress levels, less supervision of young lawyers, less opportunity for mentorship, more young lawyers out there on their own, aggressive lawyers enjoying success standing out as examples to follow - all are factors contributing to a decline in civility in legal practice." One solution: Make lawyers more aware of the Rules of Professional Conduct, their obligations to the courts and to each other, suggests Spies, as a first step in restoring some civility to litigation practice.
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January 31, 2012
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